Best Investors Account Sign in

Maria Mcardle

Ubs Financial Services Inc.

Westport, CT

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-21
  • CT RA
    APPROVED
    Since 2020-12-21

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Justin Charise Westport CT 06/2018 08/2018
Justin Charise Westport CT 08/2018 07/2019
Northwestern Mutual Investment Services Llc Westport CT 08/2018 07/2019
Northern Trust Greenwich CT 01/2015 06/2018
Mitchell Janoff Westport CT 11/2018 07/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2018 07/2019
Ubs Financial Services Inc. Westport CT 08/2019 Present
  • 06/2018 → 08/2018
    Justin Charise
    Westport, CT
  • 08/2018 → 07/2019
    Justin Charise
    Westport, CT
  • 08/2018 → 07/2019
    Northwestern Mutual Investment Services Llc
    Westport, CT
  • 01/2015 → 06/2018
    Northern Trust
    Greenwich, CT
  • 11/2018 → 07/2019
    Mitchell Janoff
    Westport, CT
  • 11/2018 → 07/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2019 → Present
    Ubs Financial Services Inc.
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-21
S63 Uniform Securities Agent State Law Examination 2018-09-27
  • S65 Uniform Investment Adviser Law Examination
    2020-12-21
  • S63 Uniform Securities Agent State Law Examination
    2018-09-27
Other Names
  • Maria Alexandra Palomino
  • Maria Alexandra Palomino Maldonado
  • Maria A Palomino

View on SEC IAPD

Other Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
SENECA WEALTH ADVISORS, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

More in Westport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor