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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-02
MI RA APPROVED 2021-09-09
IL RA APPROVED 2019-12-13
IN RA APPROVED 2019-12-13
  • PA RA
    APPROVED
    Since 2024-10-02
  • MI RA
    APPROVED
    Since 2021-09-09
  • IL RA
    APPROVED
    Since 2019-12-13
  • IN RA
    APPROVED
    Since 2019-12-13

Branch Locations

Crown Point, IN • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Realest Crown Point IN 05/2017 08/2017
Wabash College Crawfordsville IN 08/2014 05/2018
Valic Financial Advisors, Inc. Crown Point IN 06/2018 Present
Agia Houston TX 12/2022 Present
Indiana Elite Crown Point IN 08/2023 Present
  • 05/2017 → 08/2017
    Realest
    Crown Point, IN
  • 08/2014 → 05/2018
    Wabash College
    Crawfordsville, IN
  • 06/2018 → Present
    Crown Point, IN
  • 12/2022 → Present
    Agia
    Houston, TX
  • 08/2023 → Present
    Indiana Elite
    Crown Point, IN
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products INDIANA ELITE POSITION: Coach NATURE: Youth soccer organization that grows and develops young individuals to work together. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 10971 Four Seasons Place Suite 207, Crown Point IN 46307, United States DESCRIPTION: I will be a coach that will be growing and developing young individuals to work as a team and help build a successful soccer organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-11
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S65 Uniform Investment Adviser Law Examination
    2019-12-11
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01

View on SEC IAPD

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