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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-26
NC RA APPROVED 2026-05-13
  • TX RA
    APPROVED
    Since 2026-05-26
  • NC RA
    APPROVED
    Since 2026-05-13

Branch Locations

517 Alcove Rd Ste 201, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2024 05/2026
Unemployed Concord NC 10/2023 07/2024
Pricewaterhousecoopers Llp Charlotte NC 10/2020 10/2023
Unemployed Gilbert AZ 05/2020 10/2020
The University Of Alabama Tuscaloosa AL 08/2016 05/2020
Pricewaterhousecoopers Llp San Jose CA 01/2019 03/2019
Edward Jones Tuscaloosa AL 06/2018 08/2018
Cutco Cutlery Tuscaloosa AL 08/2017 12/2017
Green Tanner Industrial Llc Phoenix AZ 05/2017 08/2017
Raymond James Financial Services, Inc. Mooresville NC 05/2026 Present
Raymond James Financial Services Advisors Inc. Mooresville NC 05/2026 Present
  • 07/2024 → 05/2026
    St Louis, MO
  • 10/2023 → 07/2024
    Unemployed
    Concord, NC
  • 10/2020 → 10/2023
    Pricewaterhousecoopers Llp
    Charlotte, NC
  • 05/2020 → 10/2020
    Unemployed
    Gilbert, AZ
  • 08/2016 → 05/2020
    The University Of Alabama
    Tuscaloosa, AL
  • 01/2019 → 03/2019
    Pricewaterhousecoopers Llp
    San Jose, CA
  • 06/2018 → 08/2018
    Tuscaloosa, AL
  • 08/2017 → 12/2017
    Cutco Cutlery
    Tuscaloosa, AL
  • 05/2017 → 08/2017
    Green Tanner Industrial Llc
    Phoenix, AZ
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    Mooresville, NC
  • 05/2026 → Present
    Mooresville, NC
Previous Registrations
  • 2024-09-07 → 2026-05-14
    Concord, NC
    Huntersville, NC
    Concord, NC
    St Louis, MO
Other Businesses

(1) Name of Business: Bloom Private Wealth Address: 517 Alcove Rd Ste 201, Mooresville , NC, 28117-8574, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/13/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: My responsibilities will include helping clients manage and protect their wealth by providing investment guidance, building financial strategies, and offering advice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-03
  • S66 Uniform Combined State Law Examination
    2024-09-03
Other Names
  • Patrick Garnet Schaffer
  • Patrick Schaffer

View on SEC IAPD

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