Nathan M Philbrook

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-24
NC	RA	APPROVED	2019-09-16

TX RA
APPROVED_RES

Since 2023-01-24
NC RA
APPROVED

Since 2019-09-16

Branch Locations

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Lincolnville	ME	08/2018	07/2019
Portland Sea Dogs	Portland	ME	05/2016	09/2017
Dick's Sporting Goods	Augusta	ME	11/2018	06/2019
Edward Jones	St Louis	MO	07/2019	Present
Thomas College	Waterville	ME	12/2014	05/2019

08/2018 → 07/2019

Edward Jones

Lincolnville, ME
05/2016 → 09/2017

Portland Sea Dogs

Portland, ME
11/2018 → 06/2019

Dick's Sporting Goods

Augusta, ME
07/2019 → Present

Edward Jones

St Louis, MO
12/2014 → 05/2019

Thomas College

Waterville, ME

Other Businesses

Dick's Sporting Goods Type: Sales Date: 11/05/18 Title: Golf Department Associate Trad Hrs: 5 Tot Hrs: 20 Desc: Customer service and selling golf equipment. City-State: Augusta ME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-14

S66 Uniform Combined State Law Examination

2019-09-14

Other Names

Nathan Michael Philbrook

View on SEC IAPD