John Randall Holmes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Lpl Financial Llc
  Broker Arrow, OK
• 07/2018 → 06/2026
  Raymond James Financial Services, Inc
  Tulsa, OK
• 11/2018 → 06/2026
  Raymond James Financial Services Advisors Inc.
  Tulsa, OK
• 06/2019 → Present
  Vernon Wealth Management
  Sperry, OK
• 11/2001 → Present
  C&D Small Engine
  Broken Arrow, OK

Previous Registrations

• 2018-11-02 → 2026-06-12
  Raymond James Financial Services Advisors, Inc
  Tulsa, OK
  Sperry, OK
  Broken Arrow, OK

Other Businesses

1. 06/2026 - C & D Small Engine - Business Owner - Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Broken Arrow OK 74014 – OBA Start Date: 10/15/2003 2. 06/2026 - Rocky Pines Ridge LLC - Real Estate Rental - Inv Related – 32 Hour(s)/Month – 0 Hour(s) During Trading – Broken Arrow OK 74014 – OBA Start Date: 07/23/2025 3. 06/2026 - Vernon Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Sperry OK 74073 – OBA Start Date: 6/8/2026

Exams

• S66 Uniform Combined State Law Examination
  2018-11-01

Other Names

• Randy Holmes
• J Randy Holmes