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Harold James Lico

Schwab Wealth Advisory, Inc.

San Francisco, CA

Boston, MA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-19
  • MA RA
    APPROVED
    Since 2025-02-19

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

One International Place, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 11/2020 06/2024
Student Huntsville AL 06/2020 11/2020
The University Of Alabama Tuscaloosa AL 09/2019 06/2020
Bj's Brewhouse Huntsville AL 06/2019 08/2019
University Of Alabama Tuscaloosa AL 09/2018 05/2019
Edward Jones Investments Wellesley Hills MA 06/2018 08/2018
University Of Alabama Tuscaloosa AL 09/2017 05/2018
Cvs Health Barrington RI 06/2015 08/2017
Charles Schwab & Co., Inc. Westlake TX 01/2024 08/2024
Charles Schwab & Co., Inc. Boston MA 12/2024 Present
Schwab Wealth Advisory, Inc. Boston MA 12/2024 Present
Unemployed Boston MA 09/2024 11/2024
  • 11/2020 → 06/2024
    Td Ameritrade, Inc.
    Westlake, TX
  • 06/2020 → 11/2020
    Student
    Huntsville, AL
  • 09/2019 → 06/2020
    The University Of Alabama
    Tuscaloosa, AL
  • 06/2019 → 08/2019
    Bj's Brewhouse
    Huntsville, AL
  • 09/2018 → 05/2019
    University Of Alabama
    Tuscaloosa, AL
  • 06/2018 → 08/2018
    Edward Jones Investments
    Wellesley Hills, MA
  • 09/2017 → 05/2018
    University Of Alabama
    Tuscaloosa, AL
  • 06/2015 → 08/2017
    Cvs Health
    Barrington, RI
  • 01/2024 → 08/2024
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 12/2024 → Present
    Charles Schwab & Co., Inc.
    Boston, MA
  • 12/2024 → Present
    Schwab Wealth Advisory, Inc.
    Boston, MA
  • 09/2024 → 11/2024
    Unemployed
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
S63 Uniform Securities Agent State Law Examination 2021-03-30
  • S66 Uniform Combined State Law Examination
    2025-02-07
  • S63 Uniform Securities Agent State Law Examination
    2021-03-30
Other Names
  • Harry Lico

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

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JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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