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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-20 |
| TX | RA | APPROVED | 2026-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westshore Financial Group | Tampa | FL | 12/2019 | 12/2020 |
| Moe's Southwestern Grill | Tallahasee | FL | 12/2018 | 06/2019 |
| Edward Jones | Tampa | FL | 06/2018 | 08/2018 |
| Champs Sports | Tampa | FL | 06/2017 | 08/2017 |
| Tampa-Hillsborough Expressway Authority | Tampa | FL | 06/2017 | 08/2017 |
| Florida A&M University | Tallahassee | FL | 06/2015 | 08/2019 |
| Park Avenue Securities Llc | Tampa | FL | 07/2020 | 02/2021 |
| Edward Jones | Tampa | FL | 03/2021 | 01/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2026 | Present |
| Unemployed | Tampa | FL | 08/2019 | 12/2019 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE LICENSE POSITION: N/A START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-01 |
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