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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-11 |
| NV | RA | APPROVED | 2022-03-04 |
| CA | RA | APPROVED | 2022-03-01 |
Branch Locations
410 California Ave, Suite 200, Reno, NV 89509 • United States
14600 Branch St., Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Reno | NV | 06/2016 | 10/2021 |
| Legacy Wealth Planning, Llc | Reno | NV | 09/2017 | 03/2022 |
| Cwm, Llc | Omaha | NE | 03/2022 | Present |
| Art Of Wealth Management | Reno | NV | 03/2022 | Present |
1. 06/27/2016 - NON-VARIABLE INSURANCE/ NON-VARIABLE INSURANCE/ 15%/ RENO, NV. 2. 7/11/2016 - Group Benefits - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 06/01/2007 - 30 Hours Per Month/1 Hours During Securities Trading - Time Spent 15% - Sale of health, life, disability, dental, and vision group benefits, Disability, Fixed Annuities, Health, Life, Long Term Care. 3. 09/09/2021 - S Rose LLC - Investment Related - At Reported Business Location(s) - Other-S Rose LLC - Start Date: 09/10/2018 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-12 |
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