Nicholas Desmond Constable

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2019
  Baylor University
  Waco, TX
• 02/2015 → 04/2019
  Jersey Mike's Subs
  Austin, TX
• 06/2018 → 08/2018
  Edward Jones
  Austin, TX
• 02/2019 → 02/2020
  New York Life Insurance Co.
  Austin, TX
• 06/2019 → 02/2020
  Nylife Securities Llc
  Austin, TX
• 02/2020 → Present
  Charles Schwab & Co., Inc
  Austin, TX
• 10/2020 → Present
  Charles Schwab Bank, Ssb
  Austin, TX

Exams

• S66 Uniform Combined State Law Examination
  2022-04-29
• S63 Uniform Securities Agent State Law Examination
  2019-07-25

Designations

• Certified Financial Planner

Other Names

• Nicholas Constable
• Nicholas D Constable