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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2015 | 09/2020 |
| Bank Of America, N.A. | Dallas | TX | 10/2015 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2020 | Present |
For profit or not for profit: profit Name of outside business organization: LEATHER APRON CAPITAL LLC Investment related: yes Address of business: Dallas, TX Position, title, association: member Start date of relationship: 5/1/2018 Number of hours devoted: 10 quarterly Number of hours devoted during trading hours: 0 Duties: the companies function is to provide capital to local start-up companies in the friends and family round of funding. it's a very small shop and provides no advice or direction, only capital for private placements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-31 |
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