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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-01-07
TX RA APPROVED 2018-10-12
TN RA APPROVED 2018-09-10
  • GA RA
    APPROVED
    Since 2019-01-07
  • TX RA
    APPROVED
    Since 2018-10-12
  • TN RA
    APPROVED
    Since 2018-09-10

Branch Locations

1211 Murfreesboro Rd, Franklin, TN 37064 • United States

Ringgold, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga, TN 10/2016 Present
Bank Of America, N.A. Chattanooga, TN 10/2016 Present
Bank Of America Merchant Services Knoxville TN 05/2014 10/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07
Other Names
  • Joshua Barnes

View on SEC IAPD

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