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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
7425 166Th Avenue Ne Suite C137, Redmond, WA 98052-7849 • United States
Mill Creek, WA • United States
2018 156Th Ave Suite 100, Bellevue, WA 98007-3825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 04/2016 | 11/2019 |
| Bank Of America, N.A. | Sacramento | CA | 04/2016 | 11/2019 |
| Fidelity Brokerage Services Llc | Roseville | CA | 12/2019 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-13 |
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