Brooke Baker

Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 02/2021
  Edward Jones
  Tempe, AZ
• 01/2018 → 08/2018
  State Street Global Advisors
  Amherst, MA
• 05/2016 → 02/2017
  Aspen Square Management
  Sunderland, MA
• 11/2014 → 06/2017
  Leyden House
  Leyden, MA
• 05/2015 → 05/2019
  University Of Massachusetts Amherst
  Amherst, MA
• 08/2017 → 12/2018
  University Of Massachusetts Amherst
  Amherst, MA
• 08/2015 → 06/2018
  Pioneer Valley Regional School District
  Northfield, MA
• 05/2017 → 06/2017
  American Portfolios
  Greenfield, MA
• 03/2021 → 02/2023
  John Hancock
  Tempe, AZ
• 03/2021 → Present
  John Hancock Investment Management Distributors Llc
  Boston, MA
• 02/2023 → Present
  John Hancock
  Boston, MA

Previous Registrations

• 2020-12-02 → 2021-03-01
  Edward Jones
  Tempe, AZ

Other Businesses

1.) a. OBA Name: Rental Property b. Investment-related: No c. OBA Address: 139 Chelsea St., East Boston, MA 02128 d. OBA Nature: Rental property e. Position, Title, or Relationship with the OBA: Landlord f. OBA Start Date: 12/03/2025 g. Approximate number of hours/month devoted to the OBA: 1 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Collecting rents from the rental units (3 units). All maintenance will be completed by other professionals. 2.) OBA Name: Central Rock Gym Investment-related? No OBA Address: 20 Brattle St, Cambridge, MA 02138 OBA Nature: Climbing gym Position, Title, or Relationship with the OBA: Yoga Instructor OBA Start Date: 02/28/2023 Approximate number of hours/month devoted to the OBA: 2 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: I will be teaching a yoga class once or twice a month for an hour each class. 3.) OBA Name: Contractor - Episode One Investment-related? No OBA Address: 73 Market St, Venice, CA 90291 OBA Nature: Agency Position, Title, or Relationship with the OBA: Contractor OBA Start Date: 08/17/2023 Approximate number of hours/month devoted to the OBA: 6 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: performing acrobatics for one of their corporate sponsorships. Responsible for creating an acrobatic routine that I perform inside the clothing store and on the street to encourage passerbyers to check out the store. I will be performing for 15-minute increments across 4-6 hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-01

Other Names

• Brooke Baker
• Brooke Haley Baker