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Samuel Andrew Gleaves

Stifel, Nicolaus & Company, Incorporated

Zionsville, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-20
IN RA APPROVED 2018-11-30
  • TX RA
    APPROVED
    Since 2020-08-20
  • IN RA
    APPROVED
    Since 2018-11-30

Branch Locations

1620 W. Oak Street Suite 101, Zionsville, IN 46077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Indianapolis IN 09/2016 04/2017
Westpoint Financial Group Indianapolis IN 05/2017 08/2017
Student Indianapolis IN 09/2017 04/2018
Unemployed Indianapolis IN 05/2018 06/2018
Stifel Nicolaus & Co Inc Zionsville IN 10/2018 Present
Axa Advisors, Llc Indianapolis IN 06/2018 10/2018
  • 09/2016 → 04/2017
    Student
    Indianapolis, IN
  • 05/2017 → 08/2017
    Westpoint Financial Group
    Indianapolis, IN
  • 09/2017 → 04/2018
    Student
    Indianapolis, IN
  • 05/2018 → 06/2018
    Unemployed
    Indianapolis, IN
  • 10/2018 → Present
    Stifel Nicolaus & Co Inc
    Zionsville, IN
  • 06/2018 → 10/2018
    Axa Advisors, Llc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
  • S66 Uniform Combined State Law Examination
    2018-11-29
Designations
Other Names
  • Samuel Gleaves

View on SEC IAPD

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Other Offices

STOREN FINANCIAL · ZIONSVILLE, IN
AMERIPRISE FINANCIAL SERVICES, LLC · Zionsville, IN
PNC WEALTH MANAGEMENT LLC · ZIONSVILLE, IN
J.P. MORGAN SECURITIES LLC · ZIONSVILLE, IN
EDWARD JONES · ZIONSVILLE, IN
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · ZIONSVILLE, IN
EDWARD JONES · ZIONSVILLE, IN
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT · Zionsville, IN

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