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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-14 |
Branch Locations
75 S Clinton Ave, Rochester, NY 14604 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilmington Trust/M&T Bank | Rochester | NY | 06/2001 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-22 |
| S65 | Uniform Investment Adviser Law Examination | 2018-06-18 |
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