Alexandra Elizabeth Cooley

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 06/2019 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 06/2018 → 07/2018
  Morgan Stanley Smith Barney Llc
  New York, NY
• 06/2017 → 08/2017
  Raquette Lake Camps
  Raquette Lake, NY
• 08/2016 → 05/2020
  University Of San Diego
  San Diego, CA
• 08/2020 → 08/2021
  Bank Of America, N.A.
  San Francisco, CA
• 08/2021 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 08/2021 → 09/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → 04/2024
  Jpmorgan Securities, Llc
  San Francisco, CA
• 10/2023 → 04/2024
  Jpmorgan Chase Bank N.A.
  San Francisco, CA
• 04/2024 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA

Previous Registrations

• 2021-08-27 → 2024-04-22
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
• 2024-03-08 → 2024-04-20
  J.P. Morgan Securities Llc
  San Francisco, CA
• 2020-08-14 → 2021-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  New York, NY

Other Businesses

*600215 - Grape Ventures LLC; Investment Related - Yes; Petaluma, California; Agriculture; LImited Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/1998; During Business Hours: 0; After Business Hours: 0; None *600216 - Cooley Ranch Company ; Investment related: Yes; Petaluma, California; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/1998; During business hours: 0; After business hours: 0; None

Exams

• S66 Uniform Combined State Law Examination
  2020-08-13

Other Names

• Alexandra Elizabeth Cooley
• Alexandra Cooley
• Alex Cooley