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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-03 |
| IL | RA | APPROVED | 2021-03-18 |
Branch Locations
2150 E. Lake Cook Road Suite 405, Buffalo Grove, IL 60089-8224 • United States
Lake Zurich, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Forest | IL | 05/2018 | 03/2021 |
| Unemployed | Lake Forest | IL | 02/2018 | 05/2018 |
| Dewey's Pizza | Kenwood | OH | 07/2017 | 02/2018 |
| Purdue University | West Lafayette | IN | 08/2012 | 05/2017 |
| Walt Disney World | Lake Buena Vista | FL | 06/2014 | 01/2017 |
| Rbc Capital Markets, Llc | Buffalo Grove | IL | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
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