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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

27 Collegeview Ave, Poughkeepsie, NY 12603 • United States

Rhinebeck, NY • United States

Hopewell, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Poughkeepsie NY 05/2019 Present
Walgreens Poughkeepsie NY 05/2014 08/2017
Walgreens Oneonta NY 08/2017 04/2019
District Council 9 Iupat New York NY 05/2018 08/2018
Dutchess Community College Poughkeepsie NY 08/2015 05/2017
Suny Oneonta Oneonta NY 08/2017 05/2019
Ameriprise Financial Poughkeepsie NY 05/2018 08/2018
  • 05/2019 → Present
    Poughkeepsie, NY
  • 05/2014 → 08/2017
    Walgreens
    Poughkeepsie, NY
  • 08/2017 → 04/2019
    Walgreens
    Oneonta, NY
  • 05/2018 → 08/2018
    District Council 9 Iupat
    New York, NY
  • 08/2015 → 05/2017
    Dutchess Community College
    Poughkeepsie, NY
  • 08/2017 → 05/2019
    Suny Oneonta
    Oneonta, NY
  • 05/2018 → 08/2018
    Ameriprise Financial
    Poughkeepsie, NY
Other Businesses

Board of Directors; CPCA; Board member; 35 Van Wagner Ave, , Poughkeepsie, NY, 12603; Investment-Related; 02/23/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-31
  • S66 Uniform Combined State Law Examination
    2020-12-31
Other Names
  • Tyler Bates
  • Tyler Joseph Bates

View on SEC IAPD

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