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Timothy Vijay Wardell

Wells Fargo Clearing Services, LLC

Visalia, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-11
CA RA APPROVED 2018-07-23
  • TX RA
    APPROVED
    Since 2018-12-11
  • CA RA
    APPROVED
    Since 2018-07-23

Branch Locations

400 E Main St Ste 100 1St Fl, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Visalia CA 05/2018 Present
Challenge Dairy Products, Inc. San Leandro CA 01/2014 10/2017
Unemployed Visalia CA 10/2017 05/2018
  • 05/2018 → Present
    Wells Fargo Clearing Services, Llc
    Visalia, CA
  • 01/2014 → 10/2017
    Challenge Dairy Products, Inc.
    San Leandro, CA
  • 10/2017 → 05/2018
    Unemployed
    Visalia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
  • S66 Uniform Combined State Law Examination
    2018-07-23
Other Names
  • Timothy Wardell

View on SEC IAPD

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Other Offices

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION · VISALIA, CA
LPL FINANCIAL LLC · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · VISALIA, CA
SEQUOIA FINANCIAL, LLC · VISALIA, CA
OSAIC WEALTH, INC. · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Visalia, CA
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