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Rithwik Pattem

Charles Schwab & Co., Inc.

Chicago, IL

CRD 6958372

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-02
  • IL RA
    APPROVED
    Since 2023-06-02

Branch Locations

430 N Michigan Ave, Chicago, IL 60611-4011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Wisconsin Madison Madison WI 08/2014 05/2018
Malleswari Inc Mequon WI 06/2012 08/2017
Towne Park Madison WI 05/2016 08/2016
Ameriprise Financial Services, Inc. Minneapolis MN 05/2018 03/2020
Charles Schwab & Co., Inc Chicago IL 11/2020 Present
Charles Schwab Bank, Ssb Milwaukee WI 11/2020 05/2023
Malleswari Inc Mequon WI 03/2020 11/2020
Td Ameritrade Inc. Chicago IL 06/2023 05/2024
Charles Schwab Bank Ssb Chicago IL 11/2020 Present
  • 08/2014 → 05/2018
    University Of Wisconsin Madison
    Madison, WI
  • 06/2012 → 08/2017
    Malleswari Inc
    Mequon, WI
  • 05/2016 → 08/2016
    Towne Park
    Madison, WI
  • 05/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 11/2020 → Present
    Charles Schwab & Co., Inc
    Chicago, IL
  • 11/2020 → 05/2023
    Charles Schwab Bank, Ssb
    Milwaukee, WI
  • 03/2020 → 11/2020
    Malleswari Inc
    Mequon, WI
  • 06/2023 → 05/2024
    Td Ameritrade Inc.
    Chicago, IL
  • 11/2020 → Present
    Charles Schwab Bank Ssb
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2018-08-24
  • S65 Uniform Investment Adviser Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24

View on SEC IAPD

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