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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-17 |
Branch Locations
137 Charlotte Rd, Rutherfordton, NC 28139 • United States
145 N Main St, Marion, NC 28752 • United States
231 S Washington St, Shelby, NC 28150 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1733 Hendersonville Rd, Asheville, NC 28803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2018 | 11/2018 |
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2018 | 11/2018 |
| Barleys Taproom And Pizzeria | Spindale | NC | 04/2012 | 05/2018 |
| Edward Jones | St. Louis | MO | 01/2020 | 01/2023 |
| Horns Home And Garden | Forest City | NC | 01/2019 | 10/2019 |
| Barleys Taproom And Pizzeria | Spindale | NC | 07/2019 | 11/2019 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-02 |
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