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Luis Osawa Guerrero

Monex Asset Management, Inc.

Houston, TX

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Current Employers
Monex Asset Management, Inc.

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-17
  • TX RA
    APPROVED
    Since 2022-05-17

Branch Locations

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monex Securities, Inc. Houston TX 05/2018 01/2019
Monex Securities, Inc. Houston TX 01/2019 Present
University Of St Thomas Houston TX 08/2016 08/2019
Monex Asset Management, Inc. Houston TX 02/2022 Present
  • 05/2018 → 01/2019
    Monex Securities, Inc.
    Houston, TX
  • 01/2019 → Present
    Monex Securities, Inc.
    Houston, TX
  • 08/2016 → 08/2019
    University Of St Thomas
    Houston, TX
  • 02/2022 → Present
    Monex Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-02
  • S66 Uniform Combined State Law Examination
    2022-02-02
Other Names
  • Luis Nmn Osawa Guerrero

View on SEC IAPD

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