Best Investors
Account
Sign in
Best Investors
Account
Sign in
Monex Asset Management, Inc. CRD 148123
$651M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-17 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monex Securities, Inc. | Houston | TX | 05/2018 | 01/2019 |
| Monex Securities, Inc. | Houston | TX | 01/2019 | Present |
| University Of St Thomas | Houston | TX | 08/2016 | 08/2019 |
| Monex Asset Management, Inc. | Houston | TX | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-02 |
Reach out to this advisor