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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
GA RA APPROVED 2018-10-19
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • GA RA
    APPROVED
    Since 2018-10-19

Branch Locations

15 Lake Street Suite 140, Savannah, GA 31411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Savannah GA 05/2018 Present
Wild Wing Cafe Pooler GA 03/2015 05/2018
Other Businesses

1. Girl Scouts of Historic Georgia - Regional Advisory Board; 535 E. Liberty St Savannah, GA 31401; Non-Profit : Girl Scouts / Cookie Sales; Board Member on Regional Advisory Board. Region 3; Advisory Member. Fund Raising Ideas and local connections; 01/20/2026; 12hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14

View on SEC IAPD

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