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Joseph Walter Lind

Neuberger Berman Bd LLC

Winnetka, IL

Chicago, IL

CRD 6958239

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
IL RA APPROVED 2018-11-14
  • NY RA
    APPROVED
    Since 2021-03-29
  • IL RA
    APPROVED
    Since 2018-11-14

Branch Locations

Winnetka, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 07/2018 Present
Ddj Capital Management Llc Waltham MA 04/2006 04/2018
Extended Travel/Moving Lexington MA 05/2018 06/2018
  • 07/2018 → Present
    Neuberger Berman
    Chicago, IL
  • 04/2006 → 04/2018
    Ddj Capital Management Llc
    Waltham, MA
  • 05/2018 → 06/2018
    Extended Travel/Moving
    Lexington, MA
Other Businesses

Own Property. Owner,I am building a house on a parcel of land I own and I would like to rent out the house when I am not there. The property is being managed by a 3rd party (a neighbor).My wife and I own a parcel of land in Bluford, IL. It is vacant land with no address. We are in the process of building a vacation home and would like to rent it out while we are not there. The starting date is an estimate. 8/1/2021,1 hour a month, none during Trading Hours. Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-20
  • S63 Uniform Securities Agent State Law Examination
    2019-02-20
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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