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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
NC RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2026-04-06
  • NC RA
    APPROVED
    Since 2024-03-04

Branch Locations

1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States

139 E. Pennsylvania Avenue Unit A-1, Southern Pines, NC 28387-6157 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Atlanta GA 09/2012 08/2021
Truist Investment Services, Inc Atlanta GA 08/2021 01/2024
Rbc Capital Markets, Llc Wilmington NC 03/2024 Present
  • 09/2012 → 08/2021
    Bb&T
    Atlanta, GA
  • 08/2021 → 01/2024
    Truist Investment Services, Inc
    Atlanta, GA
  • 03/2024 → Present
    Wilmington, NC
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Two Humps Ohio, LLC ADDRESS: 3314 Dovecote Ave, Wilmington, NC 28409 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Other START DATE: Jan 22, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: Rental real estate LLC in Ohio. Responsibilities include reinvesting rent into new properties and updates to homes. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Boys and Girls Club of Southeastern NC ADDRESS: 140 Cinema Drive, Unit H, Wilmington, NC, 28403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2025 CAPACITY: Committee/Council Member DUTIES: My role would be to participate on a committee to help guide the finances and gifts received to further the mission of the BGCSENC. HOURS DEVOTED PER MONTH: 0 - 4 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 hours 3) NAME OF ENTITY: WARM NC ADDRESS: 909 Market Street, Wilmington, NC, 28401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Dec 01, 2024 CAPACITY: Committee/Council Member DUTIES: Will serve on the Finance Committee as a general member, but not a lead of the committee. HOURS DEVOTED PER MONTH: 0 - 4 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-12
  • S63 Uniform Securities Agent State Law Examination
    2021-12-12
Designations

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