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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| NC | RA | APPROVED | 2024-03-04 |
Branch Locations
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
139 E. Pennsylvania Avenue Unit A-1, Southern Pines, NC 28387-6157 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T | Atlanta | GA | 09/2012 | 08/2021 |
| Truist Investment Services, Inc | Atlanta | GA | 08/2021 | 01/2024 |
| Rbc Capital Markets, Llc | Wilmington | NC | 03/2024 | Present |
(1) NAME OF ENTITY: Two Humps Ohio, LLC ADDRESS: 3314 Dovecote Ave, Wilmington, NC 28409 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Other START DATE: Jan 22, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: Rental real estate LLC in Ohio. Responsibilities include reinvesting rent into new properties and updates to homes. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Boys and Girls Club of Southeastern NC ADDRESS: 140 Cinema Drive, Unit H, Wilmington, NC, 28403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2025 CAPACITY: Committee/Council Member DUTIES: My role would be to participate on a committee to help guide the finances and gifts received to further the mission of the BGCSENC. HOURS DEVOTED PER MONTH: 0 - 4 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 hours 3) NAME OF ENTITY: WARM NC ADDRESS: 909 Market Street, Wilmington, NC, 28401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Dec 01, 2024 CAPACITY: Committee/Council Member DUTIES: Will serve on the Finance Committee as a general member, but not a lead of the committee. HOURS DEVOTED PER MONTH: 0 - 4 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-12-12 |
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