Michael Vincent Spadafore

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 07/2022
  Nylife Securities Llc
  Pittsburgh, PA
• 07/2018 → 07/2022
  New York Life Insurance Co
  Pittsburgh, PA
• 01/2015 → 04/2018
  University Of Pittsburgh At Greensburg
  Greensburg, PA
• 08/2014 → 04/2018
  University Of Pittsburgh At Greensburg
  Greensburg, PA
• 03/2022 → 06/2022
  Pine Richland Hs
  Gibsonia, PA
• 08/2021 → 06/2022
  Hardcore Elite
  Cranberry Twp, PA
• 01/2019 → 08/2021
  Steel City Select
  Cranberry Twp, PA
• 01/2020 → 05/2021
  North Catholic Hs
  Cranberry Twp, PA
• 01/2019 → 05/2019
  Plum High School
  Plum, PA
• 04/2014 → 07/2018
  College Student
  Greensburg, PA
• 07/2022 → Present
  Principal Life Insurance Company
  Sewickley, PA
• 07/2022 → Present
  Principal Securities Inc
  Sewickley, PA
• 09/2025 → Present
  Spadafore Financial Planning
  Sewickley, PA

Other Businesses

**INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/03/2023 ADDRESS: 2100 Georgetown Drive, Sewickley PA 15143, United States DESCRIPTION: Writing fixed life insurance, LTC, DI, fixed and variable annuities, health and group products **BUTIA BASEBALL POSITION: Baseball Lessons NATURE: baseball lessons INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2023 ADDRESS: 11356 Perry Hwy, Wexford PA 15090, United States DESCRIPTION: I want to give baseball lessons local to me throughout the year so I will be providing those to kids ages 8 though 17. This will not take place during trading hours and will not interfere with client facing time. **PINE RICHLAND HIGH SCHOOL POSITION: Assistant baseball coach NATURE: Coaching baseball INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 700 Warrendale Rd, Gibsonia PA 15044, United States DESCRIPTION: I stepped down to be a volunteer assistant but will get a stipend from the boosters to be coaching baseball so I won't need to be there as much as last year. **RENTAL INCOME POSITION: Greensburg House NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2024 ADDRESS: 515 Saint Andrews Drive, Greensburg PA 15601, United States DESCRIPTION: I am using a property management company to manage my house. They are tasked with finding tenants. I am doing 0 work as the owner of the house. **BNI POSITION: Mentor coordinator - bni NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1000 Nevillewood Dr, Presto PA 15142, United States DESCRIPTION: I will be responsible for helping new members of our chapter understand how we do things in our bni group and how to have the best bni experience possible. **Spadafore Tax Services POSITION: Tax Preparation NATURE: CPA/Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/24/2025 ADDRESS: 8032 MARMION DR, Pittsburgh PA 15237, United States DESCRIPTION: I am buying a book of business off of Jane Bostic, a Principal Securities registered representative. She has offered tax preparation for her current clients, and in order to continue the level of service she has given her clients over the years, I am going to start offering tax prep once approved for this OBA. I will not be advertising via a website or newspaper/online ads. This will be a word of mouth business rather than giving any chance that this will be viewed as my full-time job.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-10
• S63 Uniform Securities Agent State Law Examination
  2018-09-20