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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| NY | RA | APPROVED | 2022-08-08 |
| TN | RA | APPROVED | 2022-08-08 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 06/2018 | 08/2018 |
| Ubs Financial Services | Knoxville | TN | 01/2019 | 05/2019 |
| Mayo Garden Center | Knoxville | TN | 03/2014 | 05/2018 |
| Ubs Financial Services Inc. | Weehawken | NJ | 06/2019 | 08/2022 |
| University Of Tennessee | Knoxville | TN | 08/2015 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Knoxwille | TN | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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