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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-07-10 |
Branch Locations
Saint Louis, MO • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
St. Louis, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Entertainment | St. Louis | MO | 08/2014 | 05/2018 |
| Regions Bank | St. Louis | MO | 10/2016 | 08/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2018 | 08/2023 |
| Cetera Investment Advisers Llc | Columbia | IL | 08/2018 | 08/2023 |
| U.S. Bancorp Investments, Inc. | St. Louis | MO | 09/2023 | 09/2024 |
| Lpl Financial Llc | St. Louis | MO | 04/2025 | Present |
| Dons Repacks Llc | St. Louis | MO | 09/2024 | Present |
1) 12/2024 - DonMike's Klean Kicks LLC / Owner / Busines Owner / Inv Related / St. Louis, MO. 63129 / Start date 07/01/2023 - 15 Hrs per month 2) 12/2024 - Melting Pot Card Collective, LLC / Co-owner / Busines Owner / Inv Related / St. Louis, MO. 63129 / Start date 11/02/2023 - 10 Hrs per month 3) 12/2024 - D & D Investments / DBA for LPL Business (entity for LPL business) / Inv Related / St. Louis, MO. 63129 / Start date 12/03/2024 - 160 Hrs per month - 100% Time Spent 4) 12/2024 - Dons Repack LLC / Co-owner / Business Owner / Non Inv Related / St. Louis, MO. 63129 / Start date 10/10/2023 - 20 Hrs per month 5) 12/2024 - All-In Poker Vending, LLC / Business Owner / Owner / Non Inv Related / St. Louis, MO. 63129 / Start date 12/06/212
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-25 |
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