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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-14 |
Branch Locations
Wallingford, CT • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
200 Glastonbury Blvd, Ste 105, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bryant University | Smithfield | RI | 09/2015 | 05/2019 |
| Fazzino Auto Parts | Wallingford | CT | 07/2016 | 08/2017 |
| Lpl Financial Llc | Glastonbury | CT | 05/2018 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2018 | Present |
1. 03/07/2022 - Thrivepoint Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 2) 05/12/2025 - Kimberly Flynn - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/25/2020 - 5 Hrs/Mth - 5 Hrs During Trading. 3. 09/23/2025 - PRIVATE ADVISOR GROUP, LLC - Registered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) - Start Date:03/01/2022 - 100 Hrs/Mth - 100 Hrs During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/23/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) - Start Date:05/21/2018 - 80 Hrs/Mth - 80 Hrs During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/23/2025 - Thrivepoint Financial - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) - Start Date:03/01/2023 - 80 Hrs/Mth - 80 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-01 |
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