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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-03-14
  • CT RA
    APPROVED
    Since 2022-03-14

Branch Locations

Wallingford, CT • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

200 Glastonbury Blvd, Ste 105, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant University Smithfield RI 09/2015 05/2019
Fazzino Auto Parts Wallingford CT 07/2016 08/2017
Lpl Financial Llc Glastonbury CT 05/2018 Present
Private Advisor Group, Llc Morristown NJ 05/2018 Present
  • 09/2015 → 05/2019
    Bryant University
    Smithfield, RI
  • 07/2016 → 08/2017
    Fazzino Auto Parts
    Wallingford, CT
  • 05/2018 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 05/2018 → Present
    Morristown, NJ
Other Businesses

1. 03/07/2022 - Thrivepoint Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 2) 05/12/2025 - Kimberly Flynn - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/25/2020 - 5 Hrs/Mth - 5 Hrs During Trading. 3. 09/23/2025 - PRIVATE ADVISOR GROUP, LLC - Registered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) - Start Date:03/01/2022 - 100 Hrs/Mth - 100 Hrs During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/23/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) - Start Date:05/21/2018 - 80 Hrs/Mth - 80 Hrs During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/23/2025 - Thrivepoint Financial - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) - Start Date:03/01/2023 - 80 Hrs/Mth - 80 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-01
  • S66 Uniform Combined State Law Examination
    2022-03-01
Other Names
  • Kim Flynn

View on SEC IAPD

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