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Giordanio Patrice Nevil

Cetera Investment Advisers LLC

Woburn, MA

Randolph, MA

CRD 6957422

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
MA RA APPROVED 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • MA RA
    APPROVED
    Since 2021-01-22

Branch Locations

400 Tradecenter Suite 4920, Woburn, MA 01801 • United States

Randolph, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudson Financial Group Hawthorne NY 01/2018 05/2018
Perseverance Moving Forward Randolph MA 05/2017 08/2017
Pace University Goldstein Gym Pleasantville NY 10/2015 05/2018
Foresters Financial Services Woburn MA 06/2018 12/2018
Amazon Flex Dedham MA 05/2018 Present
Foresters Financial Services Woburn MA 12/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Woburn MA 01/2021 Present
  • 01/2018 → 05/2018
    Hudson Financial Group
    Hawthorne, NY
  • 05/2017 → 08/2017
    Perseverance Moving Forward
    Randolph, MA
  • 10/2015 → 05/2018
    Pace University Goldstein Gym
    Pleasantville, NY
  • 06/2018 → 12/2018
    Foresters Financial Services
    Woburn, MA
  • 05/2018 → Present
    Amazon Flex
    Dedham, MA
  • 12/2018 → 06/2019
    Foresters Financial Services
    Woburn, MA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2021 → Present
    Cetera Investment Advisers Llc
    Woburn, MA
Other Businesses

1. CO-OWNER OF PEAK PATH RETIREMENT ADVISORS; DBA FOR CETERA BUSINESS 2. NOTARY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-16
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S65 Uniform Investment Adviser Law Examination
    2020-11-16
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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