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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-13 |
| CA | RA | APPROVED | 2023-11-06 |
Branch Locations
1790 E. Main Street, El Cajon, CA 92021 • United States
1133 Avocado Blvd, El Cajon, CA 92020 • United States
866 N. Johnson Ave, El Cajon, CA 92020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | El Cajon | CA | 11/2016 | 10/2023 |
| Wells Fargo Clearing Services, Llc | El Cajon | CA | 05/2018 | 10/2023 |
| Pdc Healthcare/Brady Worldwide Inc | Valencia | CA | 09/2013 | 11/2016 |
| J.P. Morgan Securities Llc | El Cajon | CA | 11/2023 | Present |
| Jpmorgan Chase Bank, N.A. | El Cajon | CA | 11/2023 | Present |
| Wells Fargo Clearing Services, Llc | El Cajon | CA | 05/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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