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Newara Fatima

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Santa Rosa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-03
CA RA APPROVED 2021-04-26
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2021-04-26

Branch Locations

200 B St Ste 100 1St Fl, Santa Rosa, CA 95401 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Santa Rosa CA 04/2015 Present
Wells Fargo Clearing Services Llc Santa Rosa CA 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-24
S63 Uniform Securities Agent State Law Examination 2018-09-11
  • S66 Uniform Combined State Law Examination
    2021-04-24
  • S63 Uniform Securities Agent State Law Examination
    2018-09-11

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Santa Rosa, CA
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CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
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EDWARD JONES · SANTA ROSA, CA
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