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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-02-13
CA RA APPROVED 2019-02-12
  • WA RA
    APPROVED
    Since 2019-02-13
  • CA RA
    APPROVED
    Since 2019-02-12

Branch Locations

13717 Se Mill Plain Blvd Ste A, Vancouver, WA 98684 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Vancouver WA 11/2013 Present
Wells Fargo Clearing Services Llc Vancouver WA 05/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-12
S63 Uniform Securities Agent State Law Examination 2018-09-04
  • S65 Uniform Investment Adviser Law Examination
    2019-02-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-04

View on SEC IAPD

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