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Wendy L Vigh

Ubs Financial Services Inc.

Bonita Springs, FL

Plymouth, MI

Milford, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-23
TX RA APPROVED_RES 2020-08-18
MI RA APPROVED 2010-10-08
  • FL RA
    APPROVED
    Since 2021-11-23
  • TX RA
    APPROVED_RES
    Since 2020-08-18
  • MI RA
    APPROVED
    Since 2010-10-08

Branch Locations

Bonita Springs, FL • United States

730 Penniman Avenue, Plymouth, MI 48170 • United States

Milford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Farmington Hills MI 04/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-10
S63 Uniform Securities Agent State Law Examination 2005-05-27
  • S65 Uniform Investment Adviser Law Examination
    2005-06-10
  • S63 Uniform Securities Agent State Law Examination
    2005-05-27

View on SEC IAPD

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