James W Lowe

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 10/2025
  Morgan Stanley
  San Francisco, CA
• 09/2021 → 09/2022
  Warner Pacific
  Westlake Village, CA
• 11/2020 → 05/2021
  Ryperian Consulting
  Thousand Oaks, CA
• 04/2020 → 11/2020
  Northwestern Mutual
  Woodland Hills, CA
• 01/2018 → 07/2021
  California Lutheran University
  Thousand Oaks, CA
• 05/2018 → 08/2018
  Ps&A Wealth Management
  Alhambra, CA
• 06/2019 → 08/2019
  Admarketplace
  New York, NY
• 08/2004 → 05/2022
  Student
  California, CA
• 10/2025 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2023-03-20 → 2025-10-27
  Morgan Stanley
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-03-20

Designations

• Certified Financial Planner

Other Names

• James Wyatt Lowe