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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED | 2025-07-08 |
Branch Locations
1345 E. Battlefield Rd, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Bank | Springfield | MO | 08/2017 | 04/2018 |
| Commerce Brokerage Services, Inc | Springfield | MO | 04/2018 | Present |
| Missouri State University | Springfield | MO | 01/2013 | 08/2017 |
| Lpl Financial Llc | Springfield | MO | 08/2023 | Present |
1. 03/22/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 03/22/2023 - Notary - Investment Related - At Reported Business Location(s) - Notary - Start Date 02/04/2016 - 1 Hour Per Month/ 1 Hour During Trading - Time Spent 5%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
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