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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-29
  • NJ RA
    APPROVED
    Since 2023-06-29

Branch Locations

25A Vreeland Rd Ste 303, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddlebrook NJ 05/2018 12/2019
Pasabahce Usa New York City NY 10/2004 01/2017
Circle New York City NY 03/2017 09/2017
Unemployed Maplewood NJ 09/2017 05/2018
Cetera Wealth Services, Llc El Segundo CA 12/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2018 → 12/2019
    Ameriprise Financial Services, Inc.
    Saddlebrook, NJ
  • 10/2004 → 01/2017
    Pasabahce Usa
    New York City, NY
  • 03/2017 → 09/2017
    Circle
    New York City, NY
  • 09/2017 → 05/2018
    Unemployed
    Maplewood, NJ
  • 12/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: CEDAR HILL COUNTRY CLUB, INVESTMENT RELATED: NO, ADDRESS: 100 WALNUT ST, LIVINGSTON, NJ, 07039, NATURE OF BUSINESS: COUNTRY CLUB, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MEMBERSHIP COMMITTEE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-28
  • S66 Uniform Combined State Law Examination
    2018-09-28
Other Names
  • Neil Orzeck
  • Neil Michael Orzeck

View on SEC IAPD

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