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Hongze Victor Chen

Mml Investors Services, LLC

Walnut Creek, CA

San Jose, CA

Santa Clara, CA

CRD 3095555

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

181 Metro Ste 550, San Jose, CA 95110 • United States

Santa Clara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Cupertino CA 01/1999 03/2017
Mass Mutual Life Insurance Company Walnut Creek CA 07/2016 Present
Mml Investors Services, Llc Walnut Creek CA 03/2017 Present
  • 01/1999 → 03/2017
    Metlife Securities Inc.
    Cupertino, CA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Walnut Creek, CA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Walnut Creek, CA
Previous Registrations
  • 2001-09-26 → 2017-03-25
    Msi Financial Services, Inc.
    Walnut Creek, CA
    Campbell, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-19
S63 Uniform Securities Agent State Law Examination 1998-08-22
  • S66 Uniform Combined State Law Examination
    2001-03-19
  • S63 Uniform Securities Agent State Law Examination
    1998-08-22
Designations
  • Certified Financial Planner
Other Names
  • Victor Hongze Chen
  • Hongze Chen

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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