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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED | 2024-04-29 |
Branch Locations
160 Federal Street, Boston, MA 02110 • United States
1 Front Street, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orion Ckb | Walpole | MA | 06/2017 | 08/2017 |
| Commonwealth Financial Network | Waltham | MA | 05/2018 | 08/2018 |
| Simply Eco | Shanghai | 09/2018 | 12/2018 | |
| Mfs Investments | Boston | MA | 05/2019 | 08/2019 |
| Fidelity Investments | Boston | MA | 06/2020 | 12/2023 |
| Elon University | Elon | NC | 08/2016 | 05/2020 |
| J.P. Morgan Securities Llc | Palo Alto | CA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Palo Alto | CA | 03/2024 | Present |
| Unemployed | Redwood City | CA | 01/2024 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-23 |
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