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Sean Thomas Mahlik

Robert W. Baird & Co. Incorporated

Madison West, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-12-10
WI RA APPROVED 2025-12-10
  • MI RA
    APPROVED
    Since 2025-12-10
  • WI RA
    APPROVED
    Since 2025-12-10

Branch Locations

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Denver CO 03/2016 07/2019
U.S. Bancorp Investments, Inc. Denver CO 05/2018 07/2019
Robert W. Baird & Co. Incorporated Madison WI 09/2019 10/2025
Robert W. Baird & Co. Incorporated Madison WI 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2018-09-21
Other Names
  • Sean Thomas Mahlik
  • Sean T Mahlik

View on SEC IAPD

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Other Offices

FOCUS PARTNERS WEALTH, LLC · Madison, WI
U.S. BANCORP ADVISORS, LLC · Madison, WI
UMB FINANCIAL SERVICES, INC. · Madison, WI
PARK AVENUE SECURITIES LLC · MADISON, WI
WISCONSIN CAPITAL MANAGEMENT, LLC · MADISON, WI
CMG WEALTH ADVISORS LLC · MADISON, WI
UBS FINANCIAL SERVICES INC. · MADISON, WI
LPL FINANCIAL LLC · MADISON, WI

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