Raphael Rojo

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-18
CA	RA	APPROVED	2018-04-02

TX RA
APPROVED

Since 2018-09-18
CA RA
APPROVED

Since 2018-04-02

Branch Locations

1975 W Clinton Ave Ste 105, Fresno, CA 93705 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

2508 W Shaw Ave, Fresno, CA 93711 • United States

6780 N Milburn Ave Ste 108, Fresno, CA 93722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Fresno	CA	01/2010	01/2018
Wells Fargo Advisors Llc	Fresno	CA	07/2013	11/2016
Wells Fargo Clearing Services, Llc	Fresno	CA	11/2016	Present

01/2010 → 01/2018

Wells Fargo Bank Na

Fresno, CA
07/2013 → 11/2016

Wells Fargo Advisors Llc

Fresno, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fresno, CA

Other Businesses

RENTAL PROPERTY - INVESTMENT RELATED. FRESNO, CA. 100% OWNER WITH SPOUSE. START: 11/01/2013. 1 HR PER MO/0 DURING TRADING. DUTIES: COLLECT RENT, MAINTAIN PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-02
S63	Uniform Securities Agent State Law Examination	2013-09-12

S66 Uniform Combined State Law Examination

2018-04-02
S63 Uniform Securities Agent State Law Examination

2013-09-12

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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