Paul E Gugino

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)	Williamsville	NY	05/2018	10/2019
Russell's Steaks, Chops, And More	Williamsville	NY	05/2017	09/2018
Rocky's Big City Games	Williamsville	NY	12/2016	08/2017
Lasertron Joint Ventures	Amherst	NY	10/2015	12/2016
University At Buffalo	Amherst	NY	08/2012	05/2018
Western New York Independent Living	Buffalo	NY	07/2013	08/2018
Bank Of America, N.A.	Williamsville	NY	08/2018	10/2019
The Ayco Company, L.P./Mercer Allied	Latham	NY	11/2019	01/2021
Goldman Sachs & Co. Llc	Latham	NY	01/2021	Present

05/2018 → 10/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)

Williamsville, NY
05/2017 → 09/2018

Russell's Steaks, Chops, And More

Williamsville, NY
12/2016 → 08/2017

Rocky's Big City Games

Williamsville, NY
10/2015 → 12/2016

Lasertron Joint Ventures

Amherst, NY
08/2012 → 05/2018

University At Buffalo

Amherst, NY
07/2013 → 08/2018

Western New York Independent Living

Buffalo, NY
08/2018 → 10/2019

Bank Of America, N.A.

Williamsville, NY
11/2019 → 01/2021

The Ayco Company, L.P./Mercer Allied

Latham, NY
01/2021 → Present

Goldman Sachs & Co. Llc

Latham, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-11