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Frank Anthony Lopez

Pnc Wealth Management LLC

Tucson, AZ

Tucson, AZ

Tucson, AZ

CRD 6956020

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-29
  • AZ RA
    APPROVED
    Since 2026-05-29

Branch Locations

2825 East Skyline Drive, Tucson, AZ 85718 • United States

6393 East Speedway Boulevard, Tucson, AZ 85710 • United States

7645 North Lacholla Boulevard, Tucson, AZ 85741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Wealth Management Tucson AZ 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 05/2018 10/2019
Adp Tucson AZ 05/2017 11/2017
Citi Tucson AZ 08/2016 05/2017
Andrea's Llc Tucson AZ 08/2007 03/2024
Eegee's Tucson AZ 04/2018 05/2018
Bank Of America, N.A. Tucson AZ 08/2018 09/2019
Amazon Tucson AZ 02/2020 01/2022
Woodbury Financial Services Inc Tucson AZ 09/2021 01/2022
Ameriprise Financial Services, Llc Tucson AZ 01/2022 04/2024
Edward Jones St. Louis MO 04/2024 05/2026
  • 05/2026 → Present
    Pnc Wealth Management
    Tucson, AZ
  • 05/2018 → 10/2019
    Tucson, AZ
  • 05/2017 → 11/2017
    Adp
    Tucson, AZ
  • 08/2016 → 05/2017
    Citi
    Tucson, AZ
  • 08/2007 → 03/2024
    Andrea's Llc
    Tucson, AZ
  • 04/2018 → 05/2018
    Eegee's
    Tucson, AZ
  • 08/2018 → 09/2019
    Bank Of America, N.A.
    Tucson, AZ
  • 02/2020 → 01/2022
    Amazon
    Tucson, AZ
  • 09/2021 → 01/2022
    Woodbury Financial Services Inc
    Tucson, AZ
  • 01/2022 → 04/2024
    Ameriprise Financial Services, Llc
    Tucson, AZ
  • 04/2024 → 05/2026
    St. Louis, MO
Previous Registrations
Other Businesses

November 22, 2006 / Member / Andrea Bazil's LLC / Non-Investment related / Zero hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-14
S66 Uniform Combined State Law Examination 2018-10-31
  • S65 Uniform Investment Adviser Law Examination
    2025-08-14
  • S66 Uniform Combined State Law Examination
    2018-10-31
Other Names
  • Frank Anthony Lopez
  • Frank Lopez

View on SEC IAPD

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