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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-25 |
Branch Locations
4675 Pga Boulevard, Palm Beach Gardens, FL 33418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carmine's La Trattoria | Palm Beach Gardens | FL | 04/2016 | 05/2018 |
| Florida Atlantic University | Boca Raton | FL | 08/2015 | 08/2017 |
| Bank Of America, N.A./Merrill Lynch Pierce Fenner & Smith, Inc. | Jupiter | FL | 05/2018 | 10/2019 |
| Pfs Investments Inc. | Margate | FL | 08/2021 | 02/2022 |
| Carmine's La Trattoria | Palm Beach Gardens | FL | 11/2019 | 12/2021 |
| Charles Schwab & Co., Inc. | Palm Beach Gardens | FL | 02/2022 | Present |
| Charles Schwab Bank, Ssb | Palm Beach Gardens | FL | 02/2022 | Present |
| Td Ameritrade, Inc. | West Palm Beach | FL | 10/2022 | 05/2024 |
| Td Ameritrade Investment Management, Llc | West Palm Beach | FL | 10/2022 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
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