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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-21
  • MD RA
    APPROVED
    Since 2024-03-21

Branch Locations

31454 Winterplace Parkway, Salisbury, MD 21804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 05/2018 09/2019
Td Bank Princeton NJ 12/2017 05/2018
Unemployed Belle Mead NJ 08/2017 12/2017
Pnc Bank Hamilton NJ 05/2015 08/2017
Bank Of America, N.A. Florham Park NJ 07/2018 09/2019
Andersen Wealth Management Easton MD 12/2019 10/2021
In Focus Financial Advisors, Inc Salisbury MD 12/2021 Present
Cetera Advisors Llc St Cloud MN 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: IN FOCUS FINANCIAL ADVISORS, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: SENIOR RELATIONSHIP MANAGER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
  • S66 Uniform Combined State Law Examination
    2018-08-18
Other Names
  • Gregory Holman

View on SEC IAPD

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