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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
Branch Locations
31454 Winterplace Parkway, Salisbury, MD 21804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 05/2018 | 09/2019 |
| Td Bank | Princeton | NJ | 12/2017 | 05/2018 |
| Unemployed | Belle Mead | NJ | 08/2017 | 12/2017 |
| Pnc Bank | Hamilton | NJ | 05/2015 | 08/2017 |
| Bank Of America, N.A. | Florham Park | NJ | 07/2018 | 09/2019 |
| Andersen Wealth Management | Easton | MD | 12/2019 | 10/2021 |
| In Focus Financial Advisors, Inc | Salisbury | MD | 12/2021 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: IN FOCUS FINANCIAL ADVISORS, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: SENIOR RELATIONSHIP MANAGER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-18 |
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