Li Wang

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2015 → 12/2017
  University Of San Francisco
  San Francisco, CA
• 10/2016 → 05/2018
  Leppla Capital Management Llc
  San Francisco, CA
• 11/2019 → 10/2020
  Jpmorgan Chase Bank Na
  San Francisco, CA
• 11/2019 → 10/2020
  Jpmorgan Securities Llc
  San Francisco, CA
• 05/2018 → 10/2019
  Bank Of America
  San Francisco, CA
• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 10/2020 → 04/2022
  Unemployed
  Novato, CA
• 06/2022 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2019-12-13 → 2020-11-03
  J.P. Morgan Securities Llc
  New York, NY
  San Francisco, CA
• 2018-08-24 → 2019-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Other Businesses

I*1627267 Name of OBA:Rental Property 1 Address:Novato,California Investment Related:No Position, Title, Association: Co-owner with other family members Employee Start Date:12/03/2023 No Hours: 0 No Hours during trading:0 Duties:Co-owner with other family members

Exams

• S66 Uniform Combined State Law Examination
  2018-08-23

Other Names

• Lily Wang