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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-12-20 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1600 Genessee #961, Kansas City, MO 64102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Leawood | KS | 05/2018 | 07/2018 |
| Unemployed | Grain Valley | MO | 07/2008 | 05/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2018 | Present |
| Kansas State University | Manhattan | KS | 08/2018 | 12/2018 |
| Powercat Financial | Manhattan | KS | 08/2017 | 05/2018 |
TEACHERS WITH A PLAN LLC POSITION: Certified Student Loan Professional NATURE: District student loan consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2022 ADDRESS: 1600 Genessee St STE 961, Kansas City, MO 64102, United States DESCRIPTION: I will assist school districts as a whole and help their employees with student loan form completion, answering student loan questions, deciding between forgieness options, and assisting in how to maximize forgiveness. ANNUITIES, LIFE, ACCIDENT, AND HEALTH INSURANCE POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/08/2019 ADDRESS: 1600 Genessee St, Kansas City MO 64102, United States DESCRIPTION: Providing needed insurance products to clients. I will mainly sell life insurance and annuities but on occasion I might also do accident and health if needed by clients. CLE PROPERTIES LLC Is Not Investment Related, "1600 Genessee St, STE 961, Kansas City, MO, 64102, United States", Real Estate, Member/Treasurer, 2022-03-31, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "LLC established to acquire land & properties for future rent, development, and use." RELIANT FINANCIAL SERVICES POSITION: Certified Financial Planner NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, ADDRESS: 1600 Genessee St, STE 961, Kansas City, MO, 64102, United States START DATE: 2018-08-04 HOURS PER MONTH: 160 hours per month SECURITIES TRADING HOURS: 1 hours per month during trading hours DESCRIPTION: Reliant Financial Services is our DBA for our office. PUBLIC SPEAKING ENGAGEMENT Is Not Investment Related, "1600 Genessee St, STE 961, Kansas City, MO, 64102, United States" NATURE: Speaking, POSITION: Speaker, START DATE: 4/2/2025, 1 hours per month, 0 hours per month during trading hours, Fee Based Compensation, DESCRIPTION: Various public speaking engagements. Business name: Yellow Brick Ventures, Business Address: 3935 Central St. Kansas City, MO 64111, Position Held: Owner, Expected annual income: 20000, Compensation Type: Fee-based, Hours Per Month: 10, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-07-02, Activity description: Fitness coaching, Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-19 |
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