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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-12-20
  • MO RA
    APPROVED
    Since 2018-12-20

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

1600 Genessee #961, Kansas City, MO 64102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Leawood KS 05/2018 07/2018
Unemployed Grain Valley MO 07/2008 05/2018
Gwn Securities, Inc. Palm Beach Gardens FL 07/2018 Present
Kansas State University Manhattan KS 08/2018 12/2018
Powercat Financial Manhattan KS 08/2017 05/2018
  • 05/2018 → 07/2018
    Merrill Lynch
    Leawood, KS
  • 07/2008 → 05/2018
    Unemployed
    Grain Valley, MO
  • 07/2018 → Present
    Palm Beach Gardens, FL
  • 08/2018 → 12/2018
    Kansas State University
    Manhattan, KS
  • 08/2017 → 05/2018
    Powercat Financial
    Manhattan, KS
Other Businesses

TEACHERS WITH A PLAN LLC POSITION: Certified Student Loan Professional NATURE: District student loan consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2022 ADDRESS: 1600 Genessee St STE 961, Kansas City, MO 64102, United States DESCRIPTION: I will assist school districts as a whole and help their employees with student loan form completion, answering student loan questions, deciding between forgieness options, and assisting in how to maximize forgiveness. ANNUITIES, LIFE, ACCIDENT, AND HEALTH INSURANCE POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/08/2019 ADDRESS: 1600 Genessee St, Kansas City MO 64102, United States DESCRIPTION: Providing needed insurance products to clients. I will mainly sell life insurance and annuities but on occasion I might also do accident and health if needed by clients. CLE PROPERTIES LLC Is Not Investment Related, "1600 Genessee St, STE 961, Kansas City, MO, 64102, United States", Real Estate, Member/Treasurer, 2022-03-31, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "LLC established to acquire land & properties for future rent, development, and use." RELIANT FINANCIAL SERVICES POSITION: Certified Financial Planner NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, ADDRESS: 1600 Genessee St, STE 961, Kansas City, MO, 64102, United States START DATE: 2018-08-04 HOURS PER MONTH: 160 hours per month SECURITIES TRADING HOURS: 1 hours per month during trading hours DESCRIPTION: Reliant Financial Services is our DBA for our office. PUBLIC SPEAKING ENGAGEMENT Is Not Investment Related, "1600 Genessee St, STE 961, Kansas City, MO, 64102, United States" NATURE: Speaking, POSITION: Speaker, START DATE: 4/2/2025, 1 hours per month, 0 hours per month during trading hours, Fee Based Compensation, DESCRIPTION: Various public speaking engagements. Business name: Yellow Brick Ventures, Business Address: 3935 Central St. Kansas City, MO 64111, Position Held: Owner, Expected annual income: 20000, Compensation Type: Fee-based, Hours Per Month: 10, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-07-02, Activity description: Fitness coaching, Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): N/A

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-20
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S65 Uniform Investment Adviser Law Examination
    2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Designations
  • Certified Financial Planner
Other Names
  • Landon Warmund

View on SEC IAPD

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