Stefano Lanza

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-16
NY	RA	APPROVED	2023-01-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Guaynabo	PR	05/2018	09/2022
Bma Group	Guaynabo	PR	11/2015	04/2017
Act-1/Appleone Employment Services	Guaynabo	PR	04/2017	04/2018
Bank Of America, N.A.	Guaynabo	PR	05/2018	09/2022
J.P. Morgan Securities Llc	New York	NY	01/2023	Present
Jpmorgan Chase Bank, N.A.	New York	NY	01/2023	Present
Unemployed	New York	NY	10/2022	12/2022

05/2018 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR
11/2015 → 04/2017

Bma Group

Guaynabo, PR
04/2017 → 04/2018

Act-1/Appleone Employment Services

Guaynabo, PR
05/2018 → 09/2022

Bank Of America, N.A.

Guaynabo, PR
01/2023 → Present

J.P. Morgan Securities Llc

New York, NY
01/2023 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
10/2022 → 12/2022

Unemployed

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-10