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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-08
TX RA APPROVED 2019-11-04
DC RA APPROVED 2019-10-08
  • CA RA
    APPROVED
    Since 2021-06-08
  • TX RA
    APPROVED
    Since 2019-11-04
  • DC RA
    APPROVED
    Since 2019-10-08

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2019 Present
American University Washington DC 05/2015 05/2019
Merrill Lynch Pbig Palo Alto CA 05/2018 07/2018
United States House Of Representatives - Congress Washington DC 01/2017 04/2017
American University Recreational Fitness Washington DC 05/2017 02/2018
Balance Gym Washinton DC 03/2019 Present
Bank Of America, N.A. Washington DC 08/2019 Present
  • 06/2019 → Present
    Washington, DC
  • 05/2015 → 05/2019
    American University
    Washington, DC
  • 05/2018 → 07/2018
    Merrill Lynch Pbig
    Palo Alto, CA
  • 01/2017 → 04/2017
    United States House Of Representatives - Congress
    Washington, DC
  • 05/2017 → 02/2018
    American University Recreational Fitness
    Washington, DC
  • 03/2019 → Present
    Balance Gym
    Washinton, DC
  • 08/2019 → Present
    Bank Of America, N.A.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • James Giaccia

View on SEC IAPD

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