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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-10-11
TX RA APPROVED 2019-03-08
IL RA APPROVED 2018-09-10
  • IN RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2019-03-08
  • IL RA
    APPROVED
    Since 2018-09-10

Branch Locations

800 E Higgins Rd, Schaumburg, IL 60173 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 05/2018 Present
Bmo Harris Bank Addison IL 11/2016 04/2018
Bmo Harris Bank Schaumburg IL 07/2016 10/2016
Bank Of America, N.A. Oak Brook IL 08/2018 Present
Other Businesses

I*2042272, Entity Type Fiduciary, Name of OBA: THE M K D S N TRUST DTD 04/30/2020 Address: Barrington, Illinois, 60084 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 10-Oct-2029 No Hours: 0 No Hours during trading: Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07
Other Names
  • Ashleen B Davey
  • Ashleen Davey

View on SEC IAPD

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